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SFG is a Financial Services Firm operating since 1988. As Managing General Agents, we act as distribution Partners to Financial Institutions & a Resource Centre for Financial Advisors.
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  •   4226 Blvd St-Jean, Suite 301,
         Dollard-des-Ormeaux, Q.C. H9G 1X5
  •   (514) 620-4226
  •   (514) 620-7002
  •   admin@sfg.ca
  •   http://www.sfg.ca
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Prohibited Practices and Prohibited Trading Practices

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Obligations

You must not engage in any unfair or deceptive act or practices. These generally include, but are not limited to:

  • Rebating (except in BC and AB, as permitted by law)
  • Sharing commissions with non-licensed persons
  • Waiving fees as an inducement to purchase insurance
  • Churning business
  • Inducement to lapse or surrender any insurance coverage
  • Misrepresentation
  • Coercion through a professional relationship
  • Exercising activities outside the limits of those permitted under your licensing

    • You must not engage in late trading, market timing, detrimental frequent trading or discretionary trading.

  • SFG Advisor code of conduct
  • Advisor Suitability: Screening, Monitoring and Reporting

    •   4226 Blvd St-Jean, Suite 301
           Dollard-des-Ormeaux, Q.C. H9G 1X5
    •   (514) 620-4226
    •   (514) 620-7002
    • admin@sfg.ca

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    About SFG

    SFG is a Financial Services Firm operating since 1988. As Managing General Agents, we act as distribution Partners to Financial Institutions & a Resource Centre for Financial Advisors.


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